Pierre Calame : The building of Europe
Introduction |
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In the 21st century we shall need to learn how to manage a deeply
interdependent and infinitely diverse planet, marked for over a
century by the pre-eminent role played by the Nation States in the
management of societies and the world's affairs.
The United Nations organization
in its current form still reflects this pre-eminence. Yet it is
for precisely this reason that it is in crisis. The world currently
counts such a large number of heterogeneous States, that an efficient
management of the world's affairs cannot be achieved by simply convening
a General Assembly of these States, unless we resign ourselves into
accepting that it is precisely this heterogeneity and the sheer
numbers involved, that results in de facto administrative power
lying with a handful of the world's most powerful States. If we
are looking for a reasonably democratic way of managing the world
tomorrow and whichever way we look at the problem, there is no apparent
alternative the solution lies in constituting a relatively small
number of strong regional groups (less than ten) capable of both
managing their own internal problems and interfacing with the others
to manage the affairs that are common to humanity.
Various attempts at regional groups
have been undertaken in the latter part of the 20th century (European
Union, ALENA, Cône Sur, ASEAN, etc.) and history has no shortage
of precedents in which peoples or independent communities have voluntarily
joined forces more or less closely to manage their common affairs,
from the very small scale of Switzerland to the more enormous scale
of the USA. In the last few decades, however, the building of Europe
has provided us with the most singular and striking, tangible political
experience. Though, paradoxically, within Europe, the ability to
build a genuine European policy is greeted largely by skepticism,
the European example is perceived elsewhere either as a threat because
of Europe's economic weight and her temptation towards protectionist
policy or, more often, as a reference, even a model.
The ambitiousness of the project
and the conditions in which Europe has forged its identity, fascinate
others more than they do the Europeans themselves. It is true that,
looking back on the two World Wars which, triggered by European
rivalry, scarred the century and had only just been settled in 1945,
and considering that in 1946, it was such a small group of men and
women that set out to create what was to become a community of interest
in which the French and the Germans swapped their status of hereditary
enemies for that of fulcrum of a new Europe, we have every right
to be astonished. The process looks as miraculous as it was ambitious.
At a time in our history when the dominant feeling is one of impotence,
with a resulting lack of confidence in the future, and the feeling
that human edifices, particularly of a political nature, are precarious
and artificial, it is important to realize that at a very difficult
time in world history, in the wake of its most bloody conflict,
a handful of people were aware that something had to be done, and
that it could succeed. They did it, and, in so doing, profoundly
changed the destiny of Europe. That is where the hope lies for the
coming generation.
The history of Europe over the
last fifty years shows that it is not Utopian to attempt to manage
interdependencies. That, admittedly with great difficulty, it has
been possible to develop institutions and methods to achieve this.
Countries that were enemies yesterday, have shown that they could
look beyond the scars of war, and overcome their mutual mistrust.
In these countries, a small number of individuals have managed to
reconcile the apparently wild dream of a total overhaul of international
relations with the pragmatism needed to take the first steps in
this direction. Europe has managed to create an association of countries
with very disparate standards of living without causing catastrophes.
It has refused to surrender to pure market laws, and has created
mechanisms for solidarity that have ultimately been accepted by
even hard-line market economists. It has demonstrated that it was
possible, on a greater scale than the Nation State, to create mechanisms
for solidarity that enabled the safeguard and development of a civilization
in search of a balance between individual freedoms and the common
good. This too is the balance that is being sought after in other
regions of the world.
But can the process of European
construction can be transposed unchanged to other regions in the
world? It would clearly be presumptuous to make such a claim. Firstly,
because it was specific historical circumstances that enabled the
emergence of Europe, and secondly, a long learning process has been
needed to achieve the current results, which, even now, remain flawed.
The specific circumstances included: the suffering caused by the
war, the economic need for unity, luck, exceptional personalities
such as Jean Monnet, American backing for the European project,
and fear of the Soviet Union. Clearly none of these will recur in
the same shape in other places and at other times. Yet many aspects
of the European process hold a wealth of lessons for Europe's own
future, can give new confidence and ambition to her own children,
and to other regions in the world. The purpose of this essay is
to isolate some of these lessons. It is divided into four chapters:
* conditions: the initial obstacles
and assets in the building of Europe, and how these obstacles were
momentarily weakened and the assets momentarily exploited;
* the process: how the European
institutions were gradually developed by a combination of idealism
and pragmatism;
* the art of implementation: how,
around the personalities of Jean Monnet and Robert Schuman, the
first were steps taken and, how, once the initial momentum had been
lost, the process managed to keep going;
* some lessons for other regions
in the world.
This document is drawn from a memorable
meeting, brief yet dense, that took place on March 5 1996 at the
Charles-Léopold Mayer Foundation for Human Progress (FPH).
Present were six key figures in the early days of European construction
(Michael Palliser, Great Britain; Wienrich Behr, Germany; Max Kohnstamm,
Netherlands; Georges Berthoin, Emile Noël, and Jean Ripert,
France). The meeting, organised by Stéphane Hessel as part
of the Alliance for a responsible and united world process, offered
them the first opportunity for forty years to get together to talk
over their memories. Present too at the meeting were Maurice Cosandey
and Pierre Calame of FPH.
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CHAPTER 1. THE CONDITIONS |
Les conditions
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This story begins in the immediate wake of World War Two. The European
countries have fought and destroyed each other. On the side of the
losers, Germany has been ravaged. On the winner's side, France has
lost status by collapsing against Germany. England has saved herself
but is exhausted. The war has provided the USA with the economic
springboard so long awaited since the crisis of 1929, and the country
has emerged with considerable moral credit. The Soviet Union's Red
Army has gained immense prestige, for victory would not have been
possible without much sacrifice and courage. Wholesale reconstruction
is a necessity. But on what bases? The Nation States? A European
organization with or without the English? Integration with the Soviet
Union as part of a continuing revolution, or in some developing
socialist form of humanism? The idea of a united Europe, a conceptual
vestige of the Roman Empire, is faced with potent obstacles, but
also enjoys, at least temporarily, some advantages. However, of
paramount importance too is the image of a united Europe in the
popular imagination, as well as that of the social and political
forces with which it is associated.
We shall see how these obstacles
were overcome, the assets exploited, and how Europe gained favour
with the majority of public opinion.
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A. Overcoming the obstaclesA. Overcoming the
obstacles
1. The obstacle of sovereignty
and national identities
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It is within Europe, particularly in the wake of
the French Revolution, that the idea of Nation became so strong.
Within this idea, national sovereignty was a dogma. In subsequent
history and political science, national identity systematically
took precedence over both local identities and the possibility of
a European identity. Nationalism had for over a century been the
force and the malediction of Europe. It is this nationalism that
had just brought Europe to the brink of self-destruction. Europe
had been fortunate that, at the time of its building between 1945
and 1950 the sovereignty of the European countries was considerably
weakened. Germany, defeated, was still under trusteeship. France,
Belgium and the Netherlands, though still theoretically sovereign
States, were in reality dependent. It was therefore far easier to
obtain an acceptance by States, conscious of their inadequacy and
of their incapacity for independent action, that Union, in an as
yet undefined form, was worth attempting. As Emile Noël puts
it: "if we had tried the same thing twenty years later, just
by cool calculation, we would never have obtained from Germany,
France and the Netherlands what we did back in 1950, when we asked
them to make concessions on sovereignty which at the time seemed
to them minimal". By implementing a common administration of
coal and steel, which in many ways amounted to a common administration
of the wealth of the Ruhr, Germany was placed on an even footing
with her partners. Michael Palliser noted that the failure, several
years later, of the Common European Defence policy was due to the
fact that the initiative came too soon as regards Franco-German
relations, and too late, because sovereignties had once again been
consolidated. It is significant here that England, which, from the
outset, strongly encouraged the building of Europe, perceived herself
as external to the process. Her place among the winners of the war
left a feeling that sovereignty was intact. As Michael Palliser
notes: "British public opinion did not take to Churchill's
pro-European ideas. It was a sort of pride on our part. We had won
the war and had no need for all that." Georges Berthoin notes:
"Great Britain did not take part in the European coal and steel
Community because the Labour government had just nationalized the
coal industry and did not want to share with a European authority
the power that it has just won at national level".
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2. Methods of organization of
political life and forms of
negotiation that are difficult
to reconcile with a common
administration
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The European countries were used to managing their
relations through traditional diplomacy. Power was exercised by
national institutions. In the negotiation, each party formulated
its interests and negotiated compromises with the others. It was
indispensable to make a break with these practices. Or, more exactly,
two breaks: one, temporary, in which Jean Monnet played a decisive
part, persuading each party to "sit on the same side of the
table with the problem in the middle", another, more durable,
with the creation of institutions embodying the duality of the functions
with, on one hand, the European Commission, organically representing
the "interests of Europe" and, on the other, the Council
of Ministers representing national interests. We shall return to
these two turning points in more detail.
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3. Overcoming mutual suspicion
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In 1945, notes Max Kohnstamm, the drama of war was
still present in everyone's minds. "Could Europe be a human
reality for the Dutch? The Italians were not taken seriously. The
Belgians were still very remote. The Germans were viewed with hatred,
and there was no confidence in the French." So how was the
first step to be taken? As Stéphane Hessel points out, there
was also, undoubtedly, mutual curiosity between Europeans. "We
have lived together for centuries with a certain amount of mutual
recognition and affection, whereas in other regions of the world,
the boundaries are still very watertight". Yet what allowed
the mistrust to be overcome was the determination to turn a new
page. "So long as the past dominates the future," notes
Max Kohnstamm, "there is no chance. I remember my first conversation
with Wienrich Behr (one of the German representatives, he had only
a few months previously been a member of the staff of van Paulus,
the field-marshal who capitulated before the Russians at Stalingrad).
You walked into my office and said that you were a regular officer.
I said that was none of my business and that we were here to talk
about the future, not the past. Later, we talked about the past
and there comes a time when this is indispensable. But there are
times when action has to be forward-looking".
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B Making
the most of the assets |
Three factors combined to make the immediate post-war period propitious
for the birth of Europe: the "never again" feeling that
came in the aftermath of war, the interdependence between the different
European countries, and external pressure.
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1. Never again
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The first factor that contributed to the building of Europe was,
above all, the suffering, the horror of the war that had just ended.
Europe is, above all, the offspring of suffering and necessity.
Michael Palliser says: "this European miracle was the result
of two absolutely disastrous wars. One of the reasons for which
some Englishmen and women of my generation became strongly pro-European
was the appalling situation that we discovered in Germany, but also
throughout the continent in 1944-45". Wienrich Behr adds: "In
Germany, there was the conviction that Europe was a condition sine
qua non for peace-keeping. The need to guarantee peace was a motivation.
My generation is the generation that lived through two wars. After
experiencing two wars, one had this conviction that one was now
laying the ground for an enduring peace".
The need to establish peace justified
the renunciation of national interests: "common interest meant that
some national advantages had to be abandoned in favour of a common
denominator. At that time, the common interest was a non-discriminatory
access to the wealth of Germany, the Ruhr, coal and steel." Before
World War II, the economist J.M. Keynes had already explained what
would happen if measures were not taken. But at that time, the suffering
was not enough to generate a reaction.
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2. Interdependence between
European countries
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Before the war, economic exchanges between European countries were
considerable, and created a de facto interdependence. As Max Kohnstamm
points out: "before we even started to discuss the Schuman
plan in 1950, things were relatively straightforward: it was clear
that the Dutch economy could not be rebuilt leaving Germany in a
disastrous situation. Yet, at the same time, what sense was there
in allowing Germany to rebuild if0it was for the Ruhr to start making
new bombs to destroy Rotterdam again? How were we to break this
vicious circle? At least we had to start by realizing that a vicious
circle was what we were in! Already, between 1949 and 1950, a small
group of us had discussed this, and had concluded that economically,
the Netherlands needed a large market and an economically strong
Germany. What was to be done and how?"
Emile Noël makes the point
that current international commercial exchanges are North-South
rather than intra-regional. The African countries trade for the
most part with the Western world and very little with each other.
In the Maghreb, exchanges between Tunisia, Morocco, and Algeria
do not exceed 10% of total trade, the remainder being accounted
for by the Northern countries. This is even true for the Asian countries.
This explains why, each time an attempt is made to produce a regional
entity, questions of relations with neighbours tend to prevail over
economic interest.
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3. Soviet threats and
American encouragement
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Another motivating factor behind the building of Europe was the
need for defence against the perceived threat of the rise of Stalinism.
Consequently, for Europe, the Soviet Union was a unifying factor.
As Michael Palliser points out: "we now tend to forget what
was then the force of the Communist parties in France, Italy and
Germany. There was a shared feeling that the USSR might succeed
in gaining control of Europe. This threat was a unifying factor
that pushed the Europeans into doing what they did".
Traditionally, British foreign
policy had been to divide the Europeans, siding with one or another
to prevent the emergence of a major European power. The reason why
Great Britain performed a policy U-turn by strongly supporting the
building of Europe after the War was the existence of the Soviet
Union. Many Europeans in the immediate aftermath of the war, still
hoped that the USSR, which had been a major ally during the war,
might develop along different lines towards a more "humanist"
revolution. Many were afraid that a united Europe would cut the
USSR off from such a development. However, Stalin's hard-line attitude
after the war, rejecting the Marshall plan, and pursuing his expansionist
policy for world-wide communism, changed pro-Soviet sympathy into
the feeling that there was a threat against which unity was required.
The Americans encouraged the building
of Europe and made it a prerequisite of the Marshall plan. However,
as Max Kohnstamm notes, "money was important, but wasn't essential.
What did matter was that the Americans said: 'if you don't want
to work together you won't get any money'. We were enormously lucky
to have this rich and generous America".
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C. Creating
a positive image of Europe in public opinion |
Over and above economic or strategic interests, was Europe desirable
to European public opinion? What was the image people had of it?
The result was not a foregone conclusion. Georges Berthoin says:
"We were fortunate in one thing. Churchill had taken a favourable
position towards the European project as of 1946. He said that he
wanted a sort of United States of Europe. This was important because
it was Hitler who, during the war, had initially put forward the
European idea, developing the theme of the European crusade against
Bolshevism. The fact that it was Churchill who again proposed the
idea of European integration and Franco-German cooperation made
the European idea acceptable in many people's minds. This was made
even easier because many European federalist movements had been
born in prisoner of war and concentration camps." So, in the
wake of a European idea of Nazi origin came a different idea associated
with the resistance to Nazism.
In Churchill's mind, this, however,
meant continental Europe, and there was no call for Britain to take
part. It is not the least of history's paradoxes that an English
leader should militate for the building of Europe while keeping
his own country out. The result has been an enduring misunderstanding.
There was also a political difficulty.
In Great Britain, Churchill's patronage produced a negative reaction
from the Labour Party and the labour movement in general. Also,
Europe in both Churchill's and the Conservative party's outlook
was based on cooperation between States. On the continent, a federal
type of approach was widely propounded in Christian Democrat circles,
less so among socialists. (There was, however, a demand for British
involvement). Because of these contradictions, there was a risk,
at the end of forties, that the movement towards European unification
would run out of steam, and even come to a halt altogether. As we
shall see, the Monnet-Schuman initiative was to set the wheels in
motion again.
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CHAPTER II. THE PROCESSCHAPTER
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What has perhaps best characterized the building of Europe, like
all human adventures, is the combination of idealism and pragmatism,
dream and a sense of the tangible, an association of the desirable
and the possible. The idea of building Europe was not born in a
single day from the fertile imagination of a few well-intentioned
individuals. It was an old dream, reactivated by the dramas of the
war and supported by large sectors of the population. |
A. Civic
involvement |
In May 1948, a major "European Congress" was held at the
Hague, at the initiative of the British "Unionist" (following
Churchill) and continental "federalist" organizations.
The European Congress was not just a straightforward political conference.
Alongside a large number of parliamentarians and politicians from
all sides - except the communists - was a large civic representation,
with trade unionists, employers, farmers, and intellectuals. The
Hague conference was therefore not political. Rather, it was what
we would now call a civic Assembly or, in the terms of the Alliance
for a responsible and united world, a sort of European Estates General.
For example, Denis de Rougemont, Swiss philosopher and writer, played
a major role, and helped to pinpoint the idea of a European cultural
dimension. The Hague Congress was the seedbed in which the first
tangible actions in the building of Europe could develop.
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B. Distant
perspectives and first steps |
European construction was a step by step process - pragmatic and
gradual - but it was not a modest ambition that would gradually
open itself up to new horizons. If the economy was the means to
this first step in the building process, in the mind of its founders,
the perspective was primarily political. Jean Monnet, at the height
of the debacle in 1940, had suggested to Churchill, who made the
idea public, a political merger of England and France! In 1946,
Winston Churchill spoke of a United States of Europe. But the founders
saw even further ahead. In the words of Max Kohnstamm: "the
European Community was not for Jean Monnet a goal in itself. For
him, the aim was to completely overhaul international relations.
The idea was to create the same form of democracy between States
as within, in other words, a common law, both constraining and liberating
at the same time. The only alternative is jungle law." This
requirement is more than ever obvious today. The building of Europe
was a step forward in this direction.
However, at the end of the 20th
century, with the globalisation of trade, the need to create a set
of rules for democracy in world-wide relations is more urgent than
ever. Georges Berthoin, for long European president of the Trilateral
Commission notes that the top bosses of the major multinational
corporations are themselves in favour of a set of rules of this
kind. The economy, within Europe, was the instrument by which the
political link could gradually be built, once interdependence was
accepted as desirable. The economy was never a goal in itself.
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C. Beyond
the market, the community |
The goal of the European founders was, as we have said, political.
It was to create a community of interests and cultures and not just
a large market. The constitution of a common market was a first
step towards a true European government in which the European Parliament
and the European Court are already pillars. As Michael Palliser
notes, there is no doubt that, during the last decades, Europe has
made much faster progress in economic integration than in other
areas. Yet, in 1950 and 1960, in a context where customs laws were
higher and countless tariff barriers impeded trade exchanges, the
creation of a customs union within the community and a common economic
zone was in itself a major political act. The creation of a common
market was a political act.
The problem today has been substantially
modified. The pace at which the building of Europe grows is largely
dependent on economic fluctuations. As Michael Palliser puts it:
"in the history of the community, there have been ups and downs
that correspond to the ups and downs of the community's economy.
At the end of 1972, a meeting of European governmental heads in
Paris set Union Economic and Monetary Union for 1980. This date
was forgotten because of the oil crisis. The 1970s were years of
economic turbulence. Economic pressure becomes political pressure.
The current depression surrounding the European idea is the result
of unemployment, and the lack of growth in our economies."
But, above all, is it really possible
to undertake to build regional entities today from either economic
integration or a free trade zone? The weight of the world market
has made this much more difficult. Max Kohnstamm puts it this way:
"The globalisation of the economy has made it more difficult
to get out of purely economic approaches. When we started to build
Europe, we all agreed that a large domestic market was absolutely
indispensable. We did not think in terms of a market open to the
world. Today, on the other hand, many will say: we already have
the world market, why should we do anything more specific?"
Stéphane Hessel goes along with this: "the market is
now global and, unless state sovereignty is used as a very strong
mechanism, it has become difficult within a world market to have
protected regional markets."
In this new context, the building
of regional entities first means developing an awareness that, unlike
in neo-liberal Utopias, the market, having become an end in itself,
is incapable of ensuring alone the social and ecological regulation
of the planet, and it is imperative that political regulations be
created at world-wide level in which the regions act as veritable
communities. In this perspective, the legitimacy of protected regional
markets stems precisely from the need to create such communities.
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D. A new form of governance
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The European founder fathers were very aware of the precariousness
of political will-power and the vicissitudes of public opinion.
The drama of the war and the temporary crisis of national sovereignties
had opened doors a little way. It was important to prevent them
from closing again, and, it was a question, as it were, of getting
a foot in to keep them open. The foot was to be the institutional
mechanisms. The founder fathers, Jean Monnet at the helm, knew just
how important institutions were in guaranteeing duration. With the
creation of the European Coal and Steel Community (ECSC), followed
by the European Commission, irreversible effects were introduced
into the building of Europe without which, undoubtedly, Europe would
not have become what it is today. Very soon after the war, the strong
feeling for sovereignty returned. The whole European political tradition
was based on bilateral negotiations between individual States. It
was indispensable that instances be created capable of upholding
the common European interest to, and even against, the national
political leaders. It is quite consciously that "technocratic"
instances were created, made up of individuals with no political
mandate and speaking in the name of Europe, in the face of political
instances that were, by essence, national. "The challenge of
Europe", says Georges Berthoin, "was to establish a dynamic
link between the common interests and the national identities and
sovereignties. This is because it is dangerous and vain to wish
to negate the reality of nation. But how are we to propose common
solutions and to associate national sovereignties with this approach,
and feel comfortable with the application of common policies? The
community's experience of its own institutions has created a truly
new theory of power. In the normal exercise of power, there are
technicians, experts who say what is desirable, and politicians
who say what is possible. It is the Minister who has the democratic
legitimacy and assumes responsibility for decisions. In the European
Commission, the functions of decision and proposition have been
duplicated and given equal status. The European Commission is not
a commission of civil servants but a politically responsible instance
for submitting propositions. It has its own legitimacy, and has
become increasingly clearly democratic because the member commissioners
must be accepted by the European Parliament. The Commission's counterpart,
on the same level, is the Council of Ministers, embodying the representatives
of national sovereignties. It is the dialogue between these two
instances of equal status that makes it possible to unite rather
than oppose the two facets - common interest and sovereignty - that
are essential for regional administration and, tomorrow perhaps,
for world administration".
The key mechanism, the real master
stroke of the European founders, was to insist that the European
Commission be the single channel through which propositions were
to be submitted to the European Parliament. The national representations
then give their opinion on these proposals. Europe would not be
what it is if it had been left to the national representations to
formulate these proposals themselves.
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E. The long process of learning
by managing concrete problems
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The current workings of the European Commission did not develop
overnight. The only way to learn the real meaning of common interest
is to learn to manage common problems together. Coal and steel provided
the opportunity. For Jean Monnet, this idea had a deep rooting because,
as a young man, in the Great War, he had exercised responsibilities
within the common Anglo-French administration of procurement and
transportation. Jean Monnet, at once a visionary and a pragmatist,
has a sharp feeling for the economy. For each action, a careful
balance between advantages and disadvantages had to be analyzed,
between gains and losses. The choice of an area in which there was
a real need for change, where the tangible gains clearly outweighed
the disadvantages as a starting point for the building of Europe
that was where the adventure really began.
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F. The
driving force behind European construction has changed over the yearsF |
As Emile Noël points out: "when the Treaty
of Rome was being negotiated, some of the driving forces behind
European construction had already weakened. By 1956-1957",
he underlines, "the Soviet threat was, for example, considered
less serious than in 1950. The Atlantic organization had become
more powerful and the Soviet challenge appeared less daunting. The
creation of a common market, the common construction of peaceful
nuclear energy had assumed greater importance than protection against
the Soviet threat. For example, for the French government of the
time, Europe provided an opening, a way to prepare the French economy
for a more open, more liberal policy, enabling steps to be taken,
while making precautions indispensable for an economy that was still
relatively fragile".
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G. The prerequisites for the
European edifice
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Can all countries, all the regions in the world draw inspiration
from the institutional mechanisms created by the European Commission?
Emile Noël considers this uncertain: "democracy, a state
in which justice prevails, and sound administration, were prerequisites
to ensure the successful working of a system as complex as that
of the Community. We subsequently extended the Community to countries
in which these three prerequisites were not fulfilled. This was
true in Greece, where the administration was deficient, and Portugal
where it was weak. Several Commission inquiries show just how far
the system is fragile as soon as these three prerequisites are deregulated.
The attempts that have been made in other regions - Central America,
the Andean group, in the Maghreb - to build structures more or less
based on the European system, have till now tended to lead to failures,
precisely because these basic conditions were not fulfilled. The
regimes were not democratic, the administration was flawed, and
the rule of law was largely undermined."
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CHAPTER III - THE ART OF IMPLEMENTATION |
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At the end of the 1940s, though numerous factors
were favourable to the building of Europe, the project could have
remained wishful thinking had it not been for the genius of a few
men, the foremost of whom was Jean Monnet, and their capacity to
get together and constantly come up with concrete solutions to the
problems facing them. This is because, as Jean Ripert, who also
held Jean Monnet's positions at the French "Commissariat au
plan" and at the United Nations emphasizes, "you don't
gain credibility when you propose to do things, without showing
how they are to be done: an example is to make speeches about some
agreement between governmental and non-governmental organizations
to change consumption patterns and production structures, without
anything actually changing. Concrete action is needed to give credibility
to the message. At the start of European construction, what gave
credibility to the French positions was that the French were ready
to abandon sovereignty in the crucially important fields of coal
and steel. Since then, French governments have not always accepted
to pay a high price for the credibility of some of their initiatives
in the political or military fields." This art of implementation
found its finest exponent in Jean Monnet.
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A. Catalysis |
Jean Monnet, as early as the Schuman plan negotiations, was not
in a strong position. He was not invested by all the governments.
He had to convince. Georges Berthoin makes the point that "Jean
Monnet never used a position of strength. He allowed people to become
aware that the common interest was to some extent part of the national
interest." Dialogue, persuasion, finding allies, was of the
essence. When the European Coal and Steel Community was founded,
steel manufacturers were far from convinced by the idea. Jean Ripert
notes: "they had their cartel and their experts sitting at
the table. Some had a political vision, and many let themselves
be convinced by Jean Monnet. Among the industrialists, there were
people of all kinds. You have to find them. One of Jean Monnet's
talents was the ability to very quickly detect a large number of
potential allies, without making mistakes". Undoubtedly, however,
it is the Schuman plan negotiation that has remained legendary.
Max Kohnstamm tells the story: "for me, there was a very precise
turning point that led to the success of the Schuman plan. We had
sat down for discussions with a relatively small group around the
table. After five minutes' talk, the arguments broke out. This lasted
several days. The head of the Dutch delegation, Spierenburg was
practically distraught, exclaiming 'how am I supposed to defend
my country's interests, if these imbeciles don't even know what
their own country's interest is?' Because, suddenly, on the table,
nobody was defending a national interest. That's where the plotting
started. Jean Monnet said that we had to get around the table and
put the problem in the middle. Once you start negotiating independently,
on the side, the process falls apart." Jean Ripert adds: "unlike
you, I wasn't there on the first day of negotiation, but I soon
joined the small group of French negotiators. So I heard Jean Monnet
come back to this point time and again. The facts showed how relevant
his approach was. Conversely, I have also witnessed at the UN that
things get complicated when there are too many negotiators around
the table".
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B. The
art of grasping opportunities |
Max Kohnstamm picks up the story: "Monnet was walking in his
garden with an American journalist. On their way back, the American
said 'Mr Monnet, you're very superstitious. You've talked about
nothing but luck.' And Monnet answered: 'yes, because without luck
you can achieve nothing. However, to get luck, you have to work
hard so as to be in a position to grasp it when it turns up'".
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C. Plotting
for a just cause |
Was the building of Europe born from a plot? Evidently not, if,
by plot, we understand a small number of individuals meeting secretly
to enforce their interests against those of the others. The building
of Europe, as we have repeated, was a public objective, proclaimed
as such, and largely shared. However, at implementation level, there
is no doubt that, thanks to the action of a small number of determined
individuals, with allies in different countries and different administrations,
the generous idea began to take shape. As Wienrich Behr points out,
those who worked together at Luxembourg, at the ECSC, were militants
of the common cause. Yet, he says, "I came up against those
who were convinced that the wealth of this poor Germany had to stay
in Germany. Someone who later became a great European said to me
at the time: you're all Quieslings (from the name of the Austrian
Chancellor who opened up Austria to Hitler). The people at Luxembourg
had to do together what was dictated by their common interests.
They had contacts with the people in the national administrations
who were agreed with our idea that we had to do things in common
against the national interest". "Did you have the impression",
asks Stéphane Hessel, "of, dare I say, taking part in
practically a plot? Of trying to drive home ideas, knowing that
it would be difficult, that you shouldn't say too soon what it was
that you were aiming at?" "Yes", answers Max Kohnstamm,
"it was a plot." Stéphane Hessel pursues: "This
mechanism to use the European Commission as a sole channel for making
proposals, was it just an ingenious idea that got through unnoticed
because nobody was paying attention to it, or was it a clearly defined
proposal? I'm interested to know how a good idea, a fertile idea
can overcome the barriers of inertia and stupidity". To which
Max Kohnstamm says: "There was a plot in the building of Europe
insofar as we didn't blaze abroad the idea that the single channel
principle was an absolutely vital feature. We secured it without
everyone being really aware of what we were doing. Once we had got
it, we said why it was essential and we defended it. Despite all
the weaknesses that we notice today, nobody attacks this specific
issue of the Commission's exclusive role within the Community. Even
the English have come to accept it".
So it was by creating institutional
mechanisms with a guaranteed durability and that had their own specific
development logic that Europe began to develop.
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D. The
generation effect |
Jean Monnet, at the time of the Schuman plan negotiations, was already
a mature sixty year old. However many in his entourage were still
very young. This is reminiscent of what happened in French agriculture
after the war. Power went straight from the grand-parents to the
grand-children, skipping a generation. Perhaps this jump from one
generation to another is an enduring and universal prerequisite
for a bold projection into the future.
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CHAPTER IV: WHAT LESSONS FOR THE FUTURE
AND FOR THE OTHERS? |
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The lessons to be learned from the building of Europe have emerged
in the previous chapters. In these chapters, we have highlighted
the specific nature of Europe. It is now up to each of the world's
regions to search for its own path from an analysis of its own specific
characteristics. By way of conclusion, we can identify four main
issues which can be used, if not as a guidelines, at least as landmarks
for other histories and for the future of the European adventure
itself:
* the awareness of a crisis that
calls for action;
* the need for a vision backed by civic society and by the younger
generations;
* the search for needs and tangible motives;
* the setting up of institutions guaranteeing durable construction
and balance between interdependency and diversity.
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A. The
awareness of crisis |
As we have said, the suffering and disaster of the war were the
first motivations behind the building of Europe. But do peoples
always have to wait for drama on this scale before reason can begin
to triumph? Let us hope not. The crisis is already there. In many
countries, particularly in the South, the concept of national sovereignty
is increasingly hollow, and the populations are aware of this. This
crisis in sovereignty is compounded by a crisis in political legitimacy.
Very often, there is a lack of respect for political elites. Faced
with the great forces of the market and science, and the weight
of international institutions, the elites exercise power in a way
that is perceived as a quest for private interest rather than as
a means for a people to weigh collectively on its own destiny.
Many feel that our development
model has reached a dead end, that science, technique and the market
place, these prodigious means of operation, have become ends in
themselves, risking to drag humanity into immense crises. There
are things CARSPECIAUX 190 \f "Symbol" water, soil, energy
conservation, the assets that are common to all of humanity CARSPECIAUX
190 \f "Symbol" that must be made to succeed at all costs,
and that call for worldwide mobilization. In the absence of a common
set of rules, the globalisation of the economy has become a jungle.
Almost everywhere in the world, societies are increasingly becoming
two-tiered, with a more or less sizable layer of the population
integrated into and capable of benefiting from the world market,
while the remainder is increasingly outcast and marginalised. Faced
with these major trends, unless we except the continental States
such as China and India, no Nation State is alone able to face up,
because none is able to define the rules of the game. At best can
they, like the emerging economic powers in Asia, use intelligence,
creativity, and coherence to carve out a niche in the world market.
Let us wager that the urgent need for regulations, the shared awareness
of the crisis, will be a sufficient stimulant to shake institutional
inertia and the vested interests of national elite.
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B. The
need for vision |
Dream and passion are the prime motivations for action, coming far
before interest. It will be the task of the young generations, for
whom INTERNET is a part of everyday life, to build tomorrow's world.
To perceive the interdependencies, and identify the threats that
hang over it. To dare to wish for a responsible and united society.
Without a vision of this kind, no technocratic mechanism can be
possible, and, even if it was, would be meaningless. Similarly,
there is a clear need for a mobilization of civic societies on a
world-wide scale similar to that of the Hague conference in 1948.
Because a collective idea of meaning must be built before institutional
mechanisms.
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C. Identifying
the driving forces and sources of demand for regional integration |
To secure a change, it is first necessary to identify those who
wish such a change, and the concrete issues that can serve as a
starting point. Using Europe as an example, Max Kohnstamm suggests:
"perhaps, with small groups in which there may be people with
a demand, a good starting point would be a detailed analysis of
advantages and disadvantages. They should be able to say what it
is they are asking for and what the obstacles are. From there, it
is possible to start building a plan and the idea of a plan is necessary.
If you talk to people who cannot formulate sufficiently concrete
demands, you will stay on a general level like that of the Hague
symposium". Georges Berthoin goes further: "Politicians
often have a generous impulse, but someone has to say them 'Fine,
but what do we do?' Generally that's when they say 'we'll see about
that later'. It is here, that methods should be established with
stages. In other words the politician should be taken literally.
That was Monnet's method". "Also", he adds, "people
who have demands should be assisted in expressing them, in becoming
aware of what is reasonable, and should be helped to make precise
proposals. If the governments see that a certain number of articulate
demands are being made, they will go in that direction. A politician
will not set out to solve problems unless someone puts them on his
plate. That would be suicidal. However if he is aware that there
is a trend in opinion, that is not extreme, he will bear it in mind,
all the more so if he is unsure of his legitimacy with regard to
the material interdependence that characterizes international and
daily life for everyone. If awareness is organized by those who
are making the demands, answers may emerge, and our experience here
provides us with grounds for optimism: things happen when a lot
of people share the same feeling of danger at the same time. This
is what is happening right now. The globalisation phenomenon is
a great opportunity but also carries a threat. This is clear."
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D. The
search for appropriate institutions |
The European institutions cannot be transposed in their current
state. However, they do allow us to pinpoint a few principles of
more general relevance:
* The balance between diversity
and interdependence. Reconciling the cultures of different nations
with the need to put an end to nationalism is obviously the central
point. The world is rich in its diversity. We complain in Europe
about the abundance of European directives. Yet these have largely
resulted from the emphasis on market unification, and consequently
on the conditions for competition. In other regions of the world,
the need for unification need not be pushed so hard. On the other
hand, a principle of active subsidiarity might be applied universally:
the countries agree on a set of common goals but each according
to its own specific characteristics defines its own means to obtain
common results.
* The cog-wheel effect. Thanks
to the genius of its founders Europe very soon converted otherwise
precarious agreements into institutions guaranteeing their durability.
* Institutions compatible with
the reality of national administrative and political structures.
As we have seen, the successful operation of the European institutions
was based on the assumption that they would represent democratic
States in which law was observed and administrations efficient.
Where this is not yet the case, there will undoubtedly be a need
to invent, at least initially, more rudimentary systems for regional
integration.
* Common interest issues. Two ideas
CARSPECIAUX 190 \f "Symbol" a commission representing
the common interest and acting as a single channel for the submission
of proposals, and the achievement of a balance between a common
instance and national representations CARSPECIAUX 190 \f "Symbol"
are both major innovations in the European system and, probably,
the corner stone of any learning process for regional cooperation.
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