Pierre Calame : The principle of active subsidiarity : reconciling
unity and diversity
1. Summary
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Active subsidiarity is a philosophy and a method
of governing that arises from an essential need in the modern world:
the need to reconcile unity and diversity.
The world we live in is both strongly
independent and infinitely diverse. We are united by this inter-dependence.
The internationalisation of the exchange of goods, of services,
of information, and of money reinforces this a little more every
day. Man has left his mark on the biosphere and the consequent risk
of imbalance calls for a united approach to managing affairs for
the common good of all, a balance which becomes more delicate by
the day. We are however enriched by the infinite diversity in our
ecological, cultural, and social environment. As the world shrinks
into a global village, technology becomes more abstract, the economy
becomes more international, and states and "cultures"
that are able to operate cohesively, to show initiative, to form
partnerships, to introduce innovations, to mobilise, to adapt to
new conditions, and to take on responsibilities, are widely considered
to be more important.
Very large companies, the only
players today at the international level, have had to come up with
management methods that respect the dual need for unity and diversity.
They have done so in thousands of ways, by centralising strategy
and decentralising operational responsibilities, by disseminating
experience and knowledge through the movement of staff, by creating
autonomous areas within their organisations, by breaking down large
systems into manageable teams, by unifying through control procedures
and rules rather than standardising ways of doing things, etc. Their
problem is however easier to solve than the one facing public authorities.
The reconciliation of unity and
diversity presents radically new problems. Viable solutions to major
problems are never found in a single context: in the future, the
division of skills will be the exception and the maximisation of
skills the rule.
Political scientists and administrative
bodies have remained silent in the face of this new situation. Traditionally
they have proposed these alternatives for organising responsibility
on different levels: Jacobinism or subsidiarity.
For the Jacobin, unity is paramount.
The nation, an indivisible whole, is the only legitimate political
body. It expresses the sovereignty of the people. Equality is the
rule. It finds its practical expression in the uniformity of public
administration throughout the country. But because of this, public
administration is in essence standardised, compartmentalised and
aimed at individuals seen in isolation either as citizens, subjects,
beneficiaries or users of public services. The loyal civil servant
is (on principle) a "transparent" public functionary applying
laws to citizens that have been passed by the citizens' representatives
in parliament.
These rules are in essence a commitment
to competence rather than a commitment to achievement. How, under
these circumstances, should diversity be taken into account? By
decentralising, by transferring skills en bloc (so to speak) to
different levels, which amounts to the fragmentation of national
responsibility. Public administration is the concentration and superimposition
on the land of competence performed at different levels. Cooperation
amongst these levels is often achieved through hybrid joint-funding
bodies that are necessary but complex, through which the convergence
of the two systems can be verified.
For the supporters of subsidiarity,
it is diversity that is paramount, along with the free association
of small groups linked by common ideals and interest. Power of the
state, its intrusion into the private lives of individuals and groups,
is seen as a necessary evil but an evil that must be reduced as
much as possible, whose encroachment must be constantly guarded
against. This sovereignty, that legally belongs to the people, is
delegated to a community that gets wider and wider as the need for
inter-dependence becomes greater.
On a European level, the alternative
approaches of Jacobinism and subsidiarity manifest themselves in
the clash between the supporters of inter-governmental rule and
of federalism. For the former, supra-nationality is wrong and seen
as the negation of the sacred and indivisible nature of the nation.
In their view, the only solution is negotiation, pacts, and treaties
amongst sovereign states. For the latter, supra-nationality is the
pragmatic consequence of the obvious scale of inter-dependency in
the world today which requires that a coherent strategy be defined
on a regional level, the national level being decidedly too remote.
Both systems have the common idea
that skills must be shared, and see this as the only means of legitimating,
the theoretical condition for the citizens sanction by vote. Unfortunately,
reality refuses more and more to reflect these theoretical structures
and one day or another we shall have to accept, as a basic given,
a mode of governing the complex modern world which is based on a
combination of environments and networks, none of which is closed.
It is significant that disillusion
with the world of politics is expressed in similar terms in different
European cities: too much bureaucracy, too much elaboration of procedures
and not enough coherence or enough collective projects. It is this
challenge that the notion of active subsidiarity claims to meet,
both in theory and in practice.
Subsidiarity because it is firmly
maintained that public authority only finds its legitimacy at the
base, with a globally shared fear of a reality that is itself global
and systematic and indivisible. Because it is firmly maintained
that it is through the practice of shared projects that dynamic
cultures and non-atomistic societies may be achieved.
But why active subsidiarity? Active
because we recognise that in an inter-dependent world, the specification
of different levels is the rule, and we also recognise that, far
from maintaining blocks of skills, the requirements for formulating
strategies are varied and different from the standards of daily
management.
Active as well, because we do not believe that the requirements
essential to the higher levels of administration can be contained
in a system of legal liability or legal rules but are formulated
at a grassroots level through continual negotiation between parties.
Active because the expression of interests at the centre is guaranteed,
not through uniform rules applied to isolated individuals, but by
a general commitment to achievement.
This commitment is aimed at the
community of alliances - central and local civil servants, private
economic parties and associations. These alliances are practical
and create a sense of aspiration for relevancy and common sense:
policies are no longer evaluated in reference to their appearance
but to the way they have been formulated and applied and introduced
locally, with simultaneous reference to their final impact, which
is, to a certain extent, determined by regional or national courts,
and measured according to the realities prevailing in each context.
We have referred to interests guaranteed
by higher levels of administration. This superiority must only be
seen in terms of geography - a more elevated scale - nor is it limited
to the greater interest of the nation. There is thus no "greater
knowledge" that transcends the local; no matter how impeccable
its logic or its origins, there is no higher knowledge that can
define a commitment to achievement in the abstract. No. Such a commitment
is made in the light of experience, through the pooling of local
experiences.
Active subsidiarity entails a collective
and continued effort to define this commitment to achievement. Collective
Definition because the general philosophy behind it will grow out
of the participation and confrontation between people in decisions
on the ground. Continued Definition because this philosophy is continually
being revised in the light of experience. In such a dynamic situation,
state administration does not derive its legitimacy from hierarchical
authority, which it expresses by issuing general norms, but from
its ability to animate a network involving a wide variety of parties.
Revolutions in our way of thinking
and in our way of doing things cannot be separately defined. In
France they are part and parcel of the effort to reform the State.
The following account explains,
though a very personal and chronological view, how I came to the
conclusion that the concept of active subsidiarity was both necessary
in theory and feasible in practice.
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2 Active Subsidiarity: the birth of ideas
Europe, social disadvantage and
the exchange of experiences
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I used the term active subsidiarity for the first
time in May 1993 when preparing for the Copenhagen European Seminar
on social disadvantage. I have been working on European assignments
since 1989 with the organisation of the first meeting of the European
Council of Ministers for Housing to discuss housing for the under-privileged.
The housing issue in Europe is extremely interesting. Nobody denies
the close link that exists between housing and social disadvantage.
The idea of a real right to housing, including for the very poor,
seems to be infiltrating Europe. However, at the same time, housing
does not fall within the competence of the European Commission,
and, furthermore, the allocation of responsibility for housing at
various national levels differs widely from one country to the next.
Sometimes it is central government, sometimes the regions, and sometimes
the local authorities at the bottom of the pile who play a major
role, but the final result is that the condition of accommodation,
particularly for the very poor, is always determined by a combination
of funding schemes on various levels. What then is the real significance
of a right to housing on a European level? There are no norms or
directives, binding on member states, which will lead to such a
result being achieved. Should we then give up the idea of Europe,
as a humane community, aspiring to the right to housing? We do not
think so. In order to avail ourselves of the diversity that Europe
has to offer, we drew up the European Charter for the Right to Housing
and the Struggle against exclusion, in collaboration with the various
teams. From the outset, the work of the latter was based on the
exchange of experiences. This taught us that there were lessons
to be learnt from the experiences of others even though the context
of each was quite different, and the solution found in one country
was not necessarily transferable to another. It is the questions
that are transferable and not the answers - it is the identification
of common difficulties when they are confronted - this identification
enables us to define what we have called the European Housing Policy
Objectives.
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A third way between
Jacobinism and subsidiarity
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At the Copenhagen European Seminar on Social Exclusion,
I was commissioned to compile a report for the working committee
on the extension of rights for the most disadvantaged social groups.
There arose a heated debate on the idea of economic and social rights
between experts from Mediterranean countries and their counterparts
from Germany and the United Kingdom. For Germans in particular,
the framing of social rights in constitutional terms, at a European
or national level, was an abuse of language. The conditions necessary
for the realisation of these economic and social rights were within
the domain of the regions or the towns and consequently we were
enshrining forth a hollow right, without a real recourse to the
claimed benefits of these rights with regard to third parties. I
saw here the Jacobin and Germanic views of the State in conflict.
Subsidiarity was at the heart of this confrontation. It then became
clear to me that the alternation between Jacobinism and subsidiarity
no longer corresponded to the realities of our times, precisely
because in the domain of social disadvantage, the reality and the
policy are necessarily a combination of actions and initiatives
on all levels, from the disadvantaged members of the community themselves
to the broad European community, through associations, local authorities,
the regions, etc. It then appeared to me that this application of
inappropriate concepts by lawyers who dominate the European stage
was the source of many of the obstacles in Europe. In fact, I saw
the emergence of a paradoxical anti-European movement. Paradoxical
because it united two criticisms that appeared to contradict each
other: too much Europe on the one side, too many directives, a restrictive
device that complicated and fenced in all activities and initiatives,
and on the other, not enough Europe, too few European projects,
lack of European competence with regard to cultural, social, and
political issues which alone would enable Europe to use its real
economic power to some enlightening effect. If it were possible
to express these two contradictory criticisms in one breath, was
it not because the nature of the connections between Europe and
its national authorities at a lower level did not measure up to
the problems? Why not take inspiration from developments in other
large organisations in order to come up with some combination of
unity and diversity? It is largely along these lines that the proposal
of the solemn declaration on Europe was formulated in 1993 which
I submitted to Jacques Delors.
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The parallel between the
situation in Europe and
the situation in French cities
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I was even more sensitive to this
European paradox as it reminded me in every detail of the obstacles
which I faced in urbanism and town planning in France from 1968
to 1983. In France, land developments with economic, technical,
social and cultural impact are organised along the lines of general
urban policy, and in rural areas, on a national level. All French
towns of a certain size are multi-communal. The Paris urban area
alone includes more that 600 communes. In most towns, for historical
reasons, the central commune is the biggest and the most densely
populated, but since the 1960s and 1970s, the central commune, with
a few exceptions like Marseilles and Toulouse, has not contained
the major part of the population. With urbanisation, and the development
of the main residence in the country, the main growth area is found
on the outskirts, further and further away.
All countries in Europe, from after
the war to the 1970s, devoted a great deal of time to the discussion
of urban development. It had become clear that transport networks,
real estate markets, and housing markets could no longer be organised
at a national level as was done in the days of the pre-industrialised
town, before the development of the motor car. In some countries
these issues were resolved after the Second World War by the merging
of communes. This movement that seemed to be irresistible in the
1960s met with strong resistance in France, where the focus of the
commune appeared in the minds of all to be that of local democracy
itself. 36 000 communes represent 500 000 municipal councillors,
for the most part volunteers, whose activities represent one of
the pillars of citizen and associational activity in France. In
fact, in the course of French history, only authoritarian regimes,
particularly the Second Empire and the Vichy regime, succeeded in
merging communes, with the notable creation by the Second Empire
of the Paris we know today. Discussion, therefore, on the organisation
of urban areas seems like a drop in the ocean compared to discussions
on a European level. The institutional problem that we are faced
with in the modern world seems to me to be a problem of fragmentation:
the coherent arrangement of national structures presents identical
problems at both extremes of the scale - from the suburb to the
whole world. This is why it is important that the fragmentation
of these structures be based on concepts that are suited to the
problems to be solved, which is not the case. This has been discussed
in France on an on-going basis for decades. Many systems have been
used and there is no government that has not placed inter-communal
cooperation and the reform of local tax systems on the agenda, only
to pass it on like a hot potato - as the Latin-Americans say - to
the next government, without having solved the problem. The fact
is that we have locked ourselves into a contradiction that is itself
shot through with contradictions: locked into a vision of the sharing
of responsibility, we are unable, both on a European and on an urban
level, to conceive of the combination of action on various levels
with shared sovereignty, because we are under the delusion that
this will undermine local management as something which has been
determined by voters. Which is a ridiculous idea when one thinks
that electoral campaigns on both a local and national level now
spend all of their energy blaming others - internationalisation,
Europe, the State - when things go wrong - while taking credit when
things go right.
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The difficulty that uniform
processes have in adapting
to the diversity of realities.
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Looking back, I realise that very
early on in my professional career I had started thinking about
the ideas that led to the notion of active subsidiarity. From 1970
I was in fact employed by the Ministry of Urban Development, first
as head of projects and later as sector engineer in Valenciennes
in the north of France. My first job involved drawing up what at
the time were called programmation de modernisation et d'équipment
(PME), (modernisation and installation projects) i.e. determining
the municipal installations necessary to accompany urban development.
This activity was itself linked to the Schéma Directeur d'Amenagement
et d'Urbanisme (SDAU) (Urban Development Management Scheme). There
were national procedures in both cases. They had been drawn up during
the course of the previous decade in order to deal with the rapid
urban development for which traditional institutions, particularly
communes, were unprepared. The Department of Urban Development was
responsible for the introduction of these procedures. Valenciennes
was however not a typical case. The problem there was not to facilitate
rapid urban growth but to prepare for dealing with a violent industrial
crisis. The prosperity of the sector rested on three economic pillars
- the coal mines, the steel industry and the large scale heavy metal
works. Each of these pillars had had its time. We were thus face
with a challenge: to adapt procedures that had not been designed
for the purpose in order to prepare for a reconversion that was
sure to be painful. This challenge did not only face the procedures
but the administrative practices as well. We were forced to reconsider
the relationship between sectorial administrations. In fact, when
a region enjoys dynamic growth that is almost entirely due to outside
influences, independent of the riches offered by the local environment,
the State and the local municipalities can facilitate this growth
with collective installation. The compartmentalisation of administration
and departments, regrettable certainly, remains tolerable: we provide
additional roads, schools, parks, and housing and this results in
something mediocre but more or less coherent as coherence comes
from the growth itself, which brings with it the necessary hardware.
In a situation of crisis it is exactly the opposite. State and local
authorities ought themselves to meet the crisis.
At the time we had a slogan that summed up the idea in two words:
the SDAU could not content itself with being a project, it had to
be a projection for the future of the region.
In these conditions, we as civil servants could not claim that we
were merely applying national procedures without being guilty of
hypocrisy. We had, in the name of the state, to play our part and
execute our mandate through the funds we controlled, through our
acknowledged competence or our legal and regulatory power, in the
service of a common project. We had, in a word, to move from commitment
to competence to commitment to achievement.
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The pursuit of common sense
and the importance of local case history
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During the 1970s, my job was to
grant building consent in Valenciennes - this was before decentralisation.
I loved this job. It usually has a bad reputation in an Urban Development
Department. The inspectors responsible for granting building consent
are often seen as bureaucrats who apply the regulations in a virtually
automatic manner. I realised very soon that their job was a difficult
one. In fact, the code for urbanisation, in an effort to preserve
the uniformity of the landscape and the equality of citizens before
the law, defines the rules on a national level. Always the principle
of uniformity. But as the territories are infinitely diverse, the
occupation of each of the parties has to be taken into account.
This is the role of the Plans d'Occupation des Sols (POS) which
defines rules according to zone. From here on, all appears to be
in order. The national urbanisation rules plus the POS rules seem
to be sufficient to determine unequivocally what is allowed and
what is not. This is true 80% of the time. But local regulations,
even very specific ones, are not able to cover the infinite diversity
of all situations, particularly because the quality aspect of assessments
also has to be made, such as a projects suitability to a site. A
zone regulation, as specific as it may be, simply regulates the
manner in which the building is done while the development of attractive
urban areas seeks to achieve the finished goal. I noted, along with
the members of the planning authority that as soon as they began
to get excited about the final result, they were frequently faced
with a dilemma: should they grant planning permission or not? The
regulations gave us these two options. By 1976, thanks to the establishment
of local case law, we had made progress. This idea had come to me
when reading letters from people protesting when we had refused
to grant planning permission or from neighbours who were shocked
by what we did authorise. The main thrust of most of these letters
was the inequality of citizens before the law. I was very moved
by this. For the most part, people are prepared to accept that the
public authorities oppose their projects in the interests of common
good, but they cannot accept the feeling of injustice and the inequality
of treatment. A major challenge facing the Administration is to
reconcile the infinite diversity of situations (in the strict sense
of the term: no plot of land is the same as another) and the need
to treat all citizens equally. The only way of achieving a satisfactory
solution is not to deny diversity so that equality prevails, nor
to allow arbitrary development in the interests of diversity, but
to encourage a public case-history. This history has been established
through the confrontation of our own ways of dealing with diverse
situations. Every Friday morning I held a meeting with all of the
people involved in issuing planning permission in the various zones
in the sector and together we examined the difficult cases, 10 or
so per week. Together we worked through the decision to be made,
taking care to note the various cases so that we should be sure
of making the same decision if a similar case arose. During the
course of the first year I got the impression that we never came
across the same situation twice. But progressively a typology of
situations emerged and some consistency could be achieved in our
approach to problems. Our job as agents of the State, charged with
achieving certain goals for the people, was to transform the equality
of citizens before the law from a uniform commitment to competence
to a commitment to rigour and equity, and this was something we
considered to be a major step.
This progression changes the attitude
of civil servants: they had to strive, not to enforce the letter
of the law but to make decisions based on common sense. But for
the power with which they were invested to be exercised democratically,
steps taken must be public.
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1982: the peak of decentralisation
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In 1980 I returned to Paris and was made Deputy
Director of the Department of Finance and Land. Inspired by what
we had done in the north of France, I felt the full force of the
shock of decentralisation. I saw it as my vocation, for the reasons
I have given above: it seemed to me essential in France to construct
and consolidate local initiatives faced with a future that seemed
a good deal less promising than it had been in previous decades.
In order to construct this local power two conditions seem to me
to be important: there must be, at a fiscal level, a sense of solidarity
in areas where inter-dependence was essential, i.e. on the level
of housing zone or country; and the areas of strategy definition
had to be separated from daily management.
I had been able to observe on the
ground how the absence of fiscal solidarity was detrimental to all
efforts to achieve an inter-dependence in the area and how it was
essential to define long term strategies at an urban level without
becoming embroiled in daily administration with questions of merging
communes or urban community. But in the French system of decentralisation,
in the name of democracy, we did not wish to impose the level of
the urban area.
The first mistake was our failure
to reform the local tax system. We thus still have a system where,
through a certain sleight of hand, supermarkets in towns bring in
money for local authorities while the poor are a drain on social
spending. How can anyone be surprised that local authorities want
to attract the former and get rid of the latter? And it is a vicious
circle. We see, in the Paris region for example, the creation of
zones that are financially well-off, like Paris and the Hauts de
Seine. Because they are prosperous, they attract companies for three
reasons: taxes are low; they are close to other companies with whom
they can work; the area attains a social value (a head office address
in the Hauts de Seine is much smarter than in Seine Saint Denis).
The second mistake was our inability
to reconcile unity and diversity, our failure to realise that there
were areas in which we would formulate long-term strategies and
areas where we could govern closer to the ground. In the law prevailing
in 1982, the definition of blocks of competence was obsessively
confining. Responsibilities had to be clarified and the whole debate
centred around the redistribution of skills amongst the various
areas. There had to be an end to the "belt and braces"
philosophy, with files relating to the department, the commune and
the region at the same time. In order to be clear, we had to face
a major challenge: we had to recognise the need for joint strategies
and, at the same time, give full value to local initiatives. Our
failure to take on board the relationship between global and local,
the correspondence between strategic vision and daily tactics, meant
that in France during the 1980s, we introduced decentralisation
that was feudal and rural where we should have introduced decentralisation
that would prepare the country for entry into the 21st century.
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Dialogue between companies
and territory and the parallel
between the private and
state sectors
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In 1987, the MP Loïc Bouvard and I were assigned a mission
by Pierre Méhaignerie, then Minister of Urban and Environmental
Development, concerning the new challenges of territorial improvement.
The Minister felt that the efforts made to decentralise economic
activities in France during the 1960s were being progressively eroded
by the reverse movement of the reconcentration of decision-making
powers in Paris. This inquiry provided us with a valuable opportunity
to meet more than 60 business leaders, in Paris and in the major
provincial cities, and to attempt to understand the transformations
underway within companies and what these transformations meant for
a territorial improvement policy. I learnt two major lessons from
these exchanges.
The first is that the progressive
dematerialisation of techniques, the lowering of transport costs,
and the internationalisation of markets leads us, paradoxically,
to make a major re-evaluation of the importance of the territory.
At first sight, the development of exchange links on a European
and international level seems to render irrelevant any of the advantages
of physical proximity which are the foundation of a territory, but
in reality, its importance is not diminished but transformed. We
no longer live in the age when proximity to raw materials is decisive,
determining industrial establishment. The modern economy is, on
the contrary, a complex economy. For a company to succeed it does
not need to manage all of the complex aspects of business itself.
Even the biggest companies do not have the means to do so and that
is why after the trend for mergers at the beginning of the century,
creating huge companies - both upstream and downstream - there has
been a gradual shift in the opposite direction, with each company
concentrating its efforts on the main part of its operation. This
effort at reconcentration does not mean that dependencies with regard
to other sectors of activity have disappeared. On the contrary.
Every company, every operation is thus extremely dependent on environmental
conditions, in particular on everything that contributes to the
quality of the physical, social, economic, and institutional environment
of the company. This is why the quality of the local lieu, its dynamic
nature, the wealth of associations that can be forged, and the services
that can be found there have become so important. This is the reason
why, in particular, there is a visible modern movement, throughout
the world, of metropolitanisation where twenty years ago the end
of towns was being predicted based on the belief that the development
of transport and long distance communication would bring a definite
end to the economies of scale that had justified the towns of yesterday.
The second lesson that I learnt
is the importance, for large companies as well, of managing inter-dependence
and diversity simultaneously. Any large organisation has to respect
this double need. Companies came to this style of management in
the 1980s, in a relatively homogenous manner, by concentrating their
strategic efforts - long-term management, management of financial
and human resources within managerial staff - and by giving more
and more autonomy to "small units" on a human scale which
according to the time-honoured expression, is the only scale on
which the mobilisation of men and adaptation to diverse and changing
contexts is possible.
The idea of active subsidiarity
and the methods used to put it into practice came to me during a
meeting with the general manager of an international company specialising
in major projects. A major engineering project is typically a situation
where all depends on the ability to combine a number of technical
ideas in cultural, economic, technical, and political contexts that
are different on each occasion. One only has one crack at a whip
in a project. There is no room for error. A major project incompetently
undertaken may be a catastrophe for a company. How does one maximise
the chance of success? The general manager explained the radical
changes introduced in order to answer this question. Up to then,
the company had responded by compiling procedures: in order to protect
themselves against the risks of failure, they had defined competence
specifications on how to behave in various situations for project
leaders. But how were such specifications meant to deal with the
diversity of situations? They were content to remove autonomy from
the project manager and gradually turn him into a participant without
any responsibility, just when they should have been giving him more
responsibility leading to the enrichment of the company's experience
as a whole. This is why the general manager set up a small working
group that met on a regular basis for a week every month over a
period of two years to look into the personal experiences of each
of the group members, all of them qualified professionals. Little
by little, through exchanging and comparing experiences, they saw
unfolding, not recipes for success, but broad conditions that must
be met in order to succeed, that went beyond the difference in detail
of various situations. The consistency must not thus be sought in
the means to be introduced but in the problems to be solved and
the identification of problems can only come through the exchange
and comparison of experiences.
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The Caracas Declaration: discovering
structural constants through the exchange of experience
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From 1988, I worked full-time
for the Fondation pour le Progrès de l'Homme (Foundation
for Human Progress), an independent Swiss registered foundation
which had set itself the general goal of increasing know-how to
meet the major challenges of the future. This dedication led us
to ask ourselves what type of practical knowledge was needed. We
were struck by the gap that existed between the formidable accumulation
of scientific and technical know-how (more than 90% of research
undertaken since the dawn of man has been undertaken since the Second
World War) and the fact that in the field, faced with the essential
problems of humanity - peace, social disadvantage, environmental
protection, establishment of relationships between State and society
? those involved did not, or appeared not to have the knowledge
that they would find useful. We rapidly reached the simple conclusion
that practical know-how came from the operation itself. I had in
fact already experimented with this on several occasions during
my professional life: this is information that comes from people
who are in similar situations to ours and who seemed to us to be
the most trustworthy and the most hands-on. We thus started developing
networks and methods for the exchange of experiences. One of the
methods encouraged was meetings: not conferences where everybody
does his little round and then goes away, but real meetings, where
practitioners are able to develop a dialogue of their own experiences
with the experience of others. One cannot make anything of experience
in isolation.
One of the meetings that really
stands out, and which to a certain extent was at the very foundation
of the idea of active subsidiarity, was the Caracas meeting organised
in 1991 with the cooperation of the Venezuelan government. We were
able to get about twenty people from all of the continents together
all of whom had government-level political or administrative responsibilities
in the field of rehabilitation of poor areas or the transformation
of Third World urban settlements. Just getting these people from
such diverse backgrounds together was a feat in itself. The contexts
of working-class areas differ widely from country to country: what
do an African township, an Indonesian kampung, a Venezuelan or Mexican
bario, a Brazilian favela or a council estate in the Paris region
have in common? The hope of drawing common conclusions seemed even
more impossible. But this is what happened thanks to the dynamics
of the meeting itself. We had asked the delegates, each in turn,
to explain, according to their experience, what the most difficult
thing to achieve was, what the basic obstacles they were confronted
with were. Very soon it became obvious that the obstacles were the
same everywhere. In other words, despite the differences in context,
the relationship between state action and situations of poverty
and precariousness contained the same structural elements and the
exchange of experiences enabled us to identify them. This discovery
led us to draw up, at the end of the meeting, the Caracas Declaration,
which identified six basic issues or basic principles for state
action in populous areas. The challenge to the authorities in these
conditions is not to apply a uniform procedure in all of these areas
but to put itself in the position of being able to apply the six
principles and of finding solutions that are best suited to the
specific nature of the context and the people involved on each occasion.
We were also able to show, and
this was later verified in other areas, that it is possible to formulate
a commitment to achievement and not just a commitment to competence
for state action and we introduced a simple and democratic way of
expressing this commitment to achievement: far from being principles
that were parachuted from above, they are the fruit of grassroots
development, based on a system of exchange of experience, and constant
structural elements in situations we came up against.
Active subsidiarity thus proposes
a yo-yo system as a principle. We start with grassroots experience,
these experiences are compared, and the basic principles that should
govern the action are extracted. These principles constitute the
commitment to achievement and are matched afresh to practice. But
this required a major cultural change in the administration, the
shift from a hierarchical system to a network system. A huge programme.
Today the psychology that governs relationships between central
administration and local authorities in France is as follows: local
innovations are inspired or more often they are identified. These
innovations are then transformed into models and we attempt to generalise
them through the distribution of these models. There is always the
same confusion: because the practice is one that occurs in a hierarchical
system, we are unable to imagine that the role of central administration
can be to animate a network, to assist in the continued introduction
of innovations, the exchange of experiences, and in the joint expression
of the commitment to achievement.
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Evaluation of state policies
and the commitment to achieve
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In 1992, I initiated the so-called
participatory process of evaluating the rehabilitation of housing.
Loyal to my method, I was firmly opposed to the scientific vision
of evaluation, which means that an evaluation had to be made with
external reference to the totality of people who took an active
part. This scientific vision reflected, in my view, a mythical idea
of state policy: the decision-makers establish a policy; the delegates
of public power then set this in motion; a scientific evaluation
is then made which is given back to the decision-makers; then based
on this evaluation, the decision-makers modify the policy; then
the delegates execute it again, and so on. Against this mechanical
idea, inspired by artillery dynamics (aim, fire, observe the impact,
correct the shot), I oppose a constructionist vision. A central
element of the quality of public policy is indeed the quest for
common sense by delegates who enforce it. And it is because I am
convinced of this quest for common sense that I believe in the practical
possibility of setting in motion in France a commitment to achievement
rather than a commitment to competence.
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